The inability of key marketplace intermediaries to function could have an adverse impact upon liquidity as well as the ability of the Funds to trade positions. If the Funds invest in derivatives at inopportune times or incorrectly judge market conditions, the investments may lower the return of the Funds or result in a loss. View limitations & usage restriction, Breaking news, analysis and cutting edge commentary from our award-winning team and leading industry voices, The latest news and other relevant content from selected Citywire partners, Alternative UCITS - Emerging Market Equity Including Asia. Margin requirements. TREND CAPITAL LLC is an Active company incorporated on January 19, 2016 with the registered number M16000000511. Such intervention is often intended to influence prices directly. Additional risks associated with derivatives trading include: Tracking. Qualifications of the independent public accountant and any accompanying independent public accountants report must conform to Article 2 of SEC Regulation S-X. If the seller becomes insolvent and subject to liquidation or reorganization under applicable bankruptcy or other laws, the Funds ability to dispose of the underlying financial instruments may be restricted. Prospective investors are provided with an offering memorandum prior to their investment and are encouraged to carefully review the offering memorandum, along with all other relevant offering documents and to be sure that the proposed investment is consistent with their investment goals and tolerance for risk. Trend Capital has established an Advisory Board for Trend Macro Fund (the Advisory Board), the members of which serve as members of the Board of Directors of the Trend Macro Offshore. Ashwin Vasan has an ownership stake in Trend Capital Management LP of more than 75%. Each such document constitutes a legal, valid and binding obligation of the investor, enforceable in accordance with their respective terms. The success of Trend Capitals global macro investment strategy depends on Trend Capitals ability to identify and exploit such perceived trends. A stock index fluctuates with changes in the market values of the stocks included in the index. Non-U.S. Call Options. The Funds also could experience losses if derivatives are poorly correlated with its other investments. Trend Capital acts as the investment manager of the Funds. The management fee will be prorated for any period that is less than a full month. The Funds may incur risks associated with the sale and purchase of call options. Daily Price Fluctuation Limits. Securities futures contracts are subject to the same risks as other securities, as well as to the greater volatility and risks of futures trading. Trend Capital has broad investment authority, and may trade in any type of security, issuer or group of related issuers, country, region and sector that it believes will help the Funds achieve their investment objective. Describe how you are compensated for your advisory services. Prior to Shumway, Mr. Vasan was a Partner and Portfolio Manager at Tudor Investment Corporation from 1999 to 2009. For example, in a directed brokerage account, the client may pay higher brokerage commissions because you may not be able to aggregate orders to reduce transaction costs, or the client may receive less favorable prices. 1. broker-dealer, municipal securities dealer, or government securities dealer or broker, 2. investment company or other pooled investment vehicle (including a mutual fund, closed-end investment company, unit investment trust, private investment company or hedge fund, and offshore fund), 3. other investment adviser or financial planner, 4. futures commission merchant, commodity pool operator, or commodity trading advisor, 11. sponsor or syndicator of limited partnerships. The production and marketing of commodities may be affected by actions and changes in governments. Ashwin Vasan Software Engineer at Amazon Web Services (AWS) Seattle, Washington, United States500+ connections Join to connect University of Colorado Boulder Activity I had a conversation with. The Funds may also utilize forward currency contracts and options to hedge against currency fluctuations, but there can be no assurance that such hedging transactions will be effective. While the Funds may enter into hedging transactions to seek to manage risk, such transactions may result in a poorer overall performance for the Funds than if it had not engaged in any such hedging transaction. Trend Capital LLC is a Connecticut Foreign Limited-Liability Company filed on May 13, 2011. Despite this, the pace at which the Trend Capital will actually liquidate any position will take into account its assessment of the potential price impact. In addition, commodity- related instruments may be cyclical in nature. Choose the right Crunchbase solution for you Start Your Free Trial . Except to the extent that values are independently affected by currency exchange rate fluctuations, when interest rates decline, the value of fixedincome securities generally can be expected to rise. The same individuals serve as directors for the ERISA Offshore, Opportunities Offshore, and Opportunities Master. Price movements of contracts are influenced by, among other things: changing supply and demand relationships; weather and climate conditions; trade, fiscal, monetary and exchange control programs and policies of governments; political and economic events and policies; changes in interest rates and rates of inflation; currency devaluations and revaluations; and emotions of the marketplace. The price of stock index futures contracts may not correlate perfectly with the movement in the underlying stock index because of certain market distortions. Blue Sky Digital Outdoor Advertising Fund Fund Data, Sarasin Ie Global Equity Opportunities (Usd) Fund Data, Themelios Ventures Ii-A, L.P. Fund Data. It is anticipated that the Funds may invest in financial instruments issued by a government, its agencies, instrumentalities or its central bank (Sovereign Debt). Ashwin Vasan (born November 15, 1980) is an American physician and epidemiologist serving as the 44th commissioner of the New York City Department of Health and Mental Hygiene. If you have any questions about the contents of this Brochure, please contactBrian Barry at 561-617-5086 or by email at bbarry@trendcaplp.com. Each SP of the Opportunities Funds pursues its own investment opportunities, as described further in Item 8.A. During a single trading day, no trades may be executed at prices beyond the daily limit. Please let us know if you have any questions about, or would like to be provided with a copy of, our proxy voting procedures. ault Swaps; Other Derivatives. In the case of expected credit improvement, the Funds may write credit default protection in which it receives spread income. Historically, Managed Accounts were generally managed pari passu, subject to applicable legal, regulatory or investment restrictions, with the Trend Macro Fund, but more recent Managed Accounts have expanded mandates with respect to exposure to certain types of instruments, markets and/or leverage than the Trend Macro Fund. When used for hedging purposes, an imperfect or variable degree of correlation between price movements of the derivative and the underlying investment sought to be hedged may prevent the Funds from achieving the intended hedging effect or expose the Funds to risk of loss. Advisory Clients may be deemed to be paying for research and other services with soft or commission dollars. Accordingly, successful use by the Funds of options on stock indices will be subject to Trend Capitals ability to correctly predict movements in the direction of the stock market generally or of particular industries or market segments. While the Funds intend to invest in a diversified portfolio, they are not subject to formal diversification guidelines or formal policies limiting the leverage used by the Funds. ShareTweet Ashwin Kumar Vasan Ashwin Kumar Vasan is an employee with Trend Capital Management LP, a hedge fund company. This interest is passive (i.e. This website uses cookies to improve your experience. . As noted above, one of the managed accounts will close at the end of March 2020. Prepayment Risk. Find out more, Asset managers interested in licensing Citywire Fund Manager Ratings should contact ratings@citywire.com. The limitation of potential (and actual) loss in any period of time is pivotal to the investment framework of the Trend Macro Fund or Enhanced Return. Securities futures contracts include both futures contracts on single stocks and futures contracts on narrow-based securities indices. Stock Index Options. Conversely, when interest rates rise, the value of fixed-income instruments generally can be expected to decline. These instruments may offer higher yields than do higher rated instruments, but generally involve greater price volatility. Once the price of a futures contract for a particular commodity has increased or decreased by an amount equal to the daily limit, positions in the commodity cannot be taken or liquidated unless traders are willing to effect trades at or within the limit. To the extent any Managed Account applies a more stringent standard, Trend Capital will comply with the applicable restrictions. Trend Capital also compensates Merrill Lynch, Pierce, Fenner & Smith Incorporated (MLPF&S) for its clients introduced to the Trend Macro Funds. Such factors include government regulation, new technologies and political and economic events. The amount of borrowings and leverage which the Funds may have outstanding at any time may be substantial in relation to their capital. Explain that by directing brokerage you may be unable to achieve most favorable execution of client transactions and that this practice may cost clients more money. Because investments in instruments issued by non-U.S. issuers involve non-U.S. dollar currencies and because the Funds may temporarily hold funds in bank deposits in such currencies during the completion of its investment program, the Funds may be affected favorably or unfavorably by changes in currency rates (including as a result of the devaluation of a non-U.S. currency) and in exchange control regulations and may incur transaction costs in connection with conversions between various currencies. If you or a related person recommends securities to clients, or buys or sells securities for client accounts, at or about the same time that you or a related person buys or sells the same securities for your own (or the related persons own) account, describe your practice and discuss the conflicts of interest it presents. Unlisted Financial Instruments. Leverage may take the form of, among other things, any of the financial instruments described herein, including, derivative instruments which are inherently leveraged and trading in products with embedded leverage such as options, short sales, swaps and forwards. Notwithstanding the foregoing, in Trend Macro Offshore, ERISA Offshore or Opportunities Offshore, the minimum initial investment may never be less than the then-current minimum as prescribed by the Mutual Funds Law (as amended) of the Cayman Islands (currently $100,000USD). Investors should carefully review the audited financial statements of the Funds upon receipt. Ashwin is Chief Investment Officer and has served as Chief Investment Officer since 05/01/2011. Ashburn, a city in Virginia's Loudoun County about 34 miles from Washington D.C., is widely known as the Data Center Capital of the World. In addition, certain Funds or managed accounts may have different trade error policies for legal or regulatory reasons (e.g. Explain the pro If you consider, in selecting or recommending broker-dealers, whether you or a related person receives client referrals from a broker-dealer or third party, disclose this practice and discuss the conflicts of interest it creates. In addition, because non-U.S. entities are not subject to uniform accounting, auditing and financial reporting standards, practices and requirements comparable with those applicable to U.S. companies, there may be different types of and lower quality, information 18 available about a non-U.S. company than a U.S. company. Secondly, from the point of view of speculators, the deposit requirements in the futures market are less onerous than margin requirements in the securities market. Accordingly, in addition to bearing their proportionate share of the Funds expenses (e.g., Management Fees and operating expenses), shareholders may also indirectly bear similar expenses of an ETF, which can have an adverse effect on the return on capital of the Funds. As described in Item 5.B above, each master funds general partner (or other Trend Capital affiliate) receives an incentive allocation, which is performance-based, and Trend Capital receives performancebased compensation for its services on behalf of the Managed Accounts, in each instance subject to a loss carryforward. If your advisory firm or a management person has been involved in a legal or disciplinary event that is not listed in Items 9.A, 9.B, or 9.C, but nonetheless is material to a clients or prospective clients evaluation of your advisory business or the integrity of its management, you must disclose the event. The Funds are designed only for experienced and sophisticated persons who are able to bear the risk of substantial impairment or total loss of their investment in the Funds. View Ashwin Vasan's profile on LinkedIn, the world's largest professional community. In fact, the Funds portfolio, at times, may be highly concentrated. If the Funds are required to liquidate all or a portion of its portfolio quickly, the Funds may realize significantly less than the value at which it previously recorded those investments. Because of the low margin deposits normally required in futures trading, an extremely high degree of leverage is typical of a futures trading account. Trend Capitals evaluation of the creditworthiness of their counterparties may not prove sufficient. Ashwin Vasan has served as Chief Investment Officer of Trend Capital Management LP since 2011. TREND CAPITAL GP LLC; TREND CAPITAL GAUCHO GP . 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